合规官职位描述：职责、资格和职业指南
美国约有397,770名合规官[1]。年薪中位数：78,420美元[1]。预计到2034年增长3.0%[8]。
核心要点
- 工商管理、金融、法律学士学位[7]。CCEP、CRCM推荐[11]。
- | 10th | 46,230 $ | 50th | 78,420 $ | 90th | 130,030 $ | [1]
核心职责
- 制定合规计划
- 进行内部审计
- 监控监管变化
- 调查违规行为
- 设计和实施培训
- 提交监管报告
- 向高管层建议
- 第三方合规管理
- 监督举报制度
- 应对监管检查
- 维护合规技术系统
- 与行业标准对标
必需资质
工商管理、金融、法律学士学位[7]。CCEP、CRCM推荐[11]。
薪资范围
| Percentile | Annual |
|---|---|
| 10th | 46,230 $ |
| 50th | 78,420 $ |
| 90th | 130,030 $ |
职业发展
CCEP, CRCM, CAMS [11]. Resume Geni
Citations:
[1] U.S. Bureau of Labor Statistics, https://www.bls.gov/oes/current/oes131041.htm [3] Indeed, https://www.indeed.com/hire/job-description/compliance-officer [4] LinkedIn, https://www.linkedin.com/jobs/compliance-officer [5] Glassdoor, https://www.glassdoor.com/Job-Descriptions/Compliance-Officer.htm [6] O*NET, https://www.onetonline.org/link/summary/13-1041.00 [7] BLS, https://www.bls.gov/ooh/business-and-financial/compliance-officers.htm [8] BLS Job Outlook, https://www.bls.gov/ooh/business-and-financial/compliance-officers.htm [11] SCCE, https://www.corporatecompliance.org/ [12] ABA, https://www.aba.com/