Bil

Compliance Advisor - Corporate Compliance & Entities Oversight (M/F)

LU April 19, 2026 Full Time
Your next challenge: Perform second‑line controls as part of the annual Compliance Monitoring Plan with an initial focus on IDD, MiFID II, ESG, Code of Ethics. Document results of controls, issue findings, and follow up on remediation actions with stakeholders. Maintain appropriate control evidence and contribute to audit and inspection responses. Support Compliance governance processes by preparing Compliance input for committees and senior management reporting. Support the business in embedding a robust compliance culture and promoting regulatory awareness and assessments. Assist in drafting or reviewing internal policies, procedures, and compliance guidelines. Interpret new and existing regulations, assess their impact on business activities, and support implementation of compliant processes and documentation. Enhancement of the compliance tooling, data analysis for monitoring and advisory in compliance domains Assist, prepare and facilitate training sections (e.g. MiFID, Code of ethics, etc.) Assist in reviewing marketing documentation and other client documentations.
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